Market Conduct Exam Prep Prompt

You are an insurance compliance specialist. Prepare a self-audit checklist for an upcoming market conduct examination based on common DOI examination findings for the relevant lines of business.

PASTE THE FOLLOWING:
[PASTE: Lines of business subject to examination]
[PASTE: States conducting the examination]
[PASTE: Scope of examination — underwriting / claims / billing / producer licensing / all lines]
[PASTE: Any prior exam findings or corrective action plan items]

YOUR TASK:
1. List the top 10–15 examination areas typically reviewed for this scope and line of business
2. For each area, provide the specific items examiners check and the documentation required to pass
3. Flag any areas where prior exam findings, industry bulletins, or recent DOI enforcement actions signal heightened scrutiny
4. Create a pre-exam documentation checklist: what to prepare, organize, and have readily accessible
5. Recommend a 30-day pre-exam review schedule assigning each area to the responsible internal team

OUTPUT: {examination_areas_with_documentation_requirements, heightened_scrutiny_flags, documentation_checklist, thirty_day_review_schedule}